What is the maximum civil penalty for insider trading?

The 1984 Insider Trading Sanctions Act: The Act, in particular, authorised the SEC to levy a civil penalty of up to three times the profit made through insider trading, as well as raising the maximum criminal fine from $10,000 to $100,000.

Course Content

Introduction to Stock Market

14m 21s

How to use LearnVern

3m 20s

Important Terminologies in Stock Market

7m 4s

Types of Investment Assets

22m 4s

Assignment : Introduction to Stock Market

1m 44s

Quiz : Introduction to Stock Market

Why Stock Market for Investment?

11m 26s

Assignment : Why Stock Market for Investment?

53s

Quiz : Why Stock Market for Investment?

Primary Markets and IPO

15m 32s

IPO for Retail Investors

12m 36s

Secondary Market

10m 26s

Assignment : Types of Financial Markets

1m 33s

Quiz : Types of Financial Markets

Trading Membership and DEMAT Account

19m 27s

Software Tools for Stock Trading

18m 7s

Assignment : Trading Membership and Software Tools

1m 44s

Quiz : Trading Membership and Software Tools

SCRA and SEBI Acts for Stock Market

9m 20s

Depository & Indian Contract Acts for Stock Market

9m 26s

Income Tax Act for Stock Market

6m 42s

Assignment : Legal Framework

1m 19s

Quiz : Legal Framework

10m

Course Summary

3m 19s

Interview Questions

4m 19s

Career Guideline

2m 8s

Depository & Indian Contract Acts for Stock Market

Stock Market And Stock Trading Legal Framework

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Discussion

Course Content

Introduction to Stock Market

14m 21s

How to use LearnVern

3m 20s

Important Terminologies in Stock Market

7m 4s

Types of Investment Assets

22m 4s

Assignment : Introduction to Stock Market

1m 44s

Why Stock Market for Investment?

11m 26s

Assignment : Why Stock Market for Investment?

53s

Primary Markets and IPO

15m 32s

IPO for Retail Investors

12m 36s

Secondary Market

10m 26s

Assignment : Types of Financial Markets

1m 33s

Trading Membership and DEMAT Account

19m 27s

Software Tools for Stock Trading

18m 7s

Assignment : Trading Membership and Software Tools

1m 44s

SCRA and SEBI Acts for Stock Market

9m 20s

Depository & Indian Contract Acts for Stock Market

9m 26s

Income Tax Act for Stock Market

6m 42s

Assignment : Legal Framework

1m 19s

Course Summary

3m 19s

Interview Questions

4m 19s

Career Guideline

2m 8s

FAQs

"Any body of individuals, whether incorporated or not, constituted for the purpose of assisting, regulating, or controlling the business of buying, selling, or dealing in securities" is defined as "any body of individuals, whether incorporated or not, constituted for the purpose of assisting, regulating, or controlling the business of buying, selling, or dealing in securities."

Trading in company shares between people who aren't members of a registered stock exchange is prohibited, according to the Securities Contracts (Regulation) Act of 1956 (SCRA).

The Securities and Exchange Board of India (SEBI) is the primary regulator for Indian stock exchanges, and it was founded under the SEBI Act 1992. Protecting investor interests, promoting, and regulating the Indian securities markets are among SEBI's key responsibilities.

Shares, scrips, stocks, bonds, debentures, debenture stocks, and other securities are included under section 2(h) of the SCRA.

The 1984 Insider Trading Sanctions Act:

The Act, in particular, authorised the SEC to levy a civil penalty of up to three times the profit made through insider trading, as well as raising the maximum criminal fine from $10,000 to $100,000.